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Hadrius Hadrius is an all-in-one RegTech platform that automates SEC and FINRA compliance for financial firms. It is built to scale with the growing needs of firms and engineered for security from day one. Our services include: Transactional Surveillance — Monitoring of client and employee transactional activity Communications & Marketing Review and Archiving — Supervision, review, and approval workflows for websites, digital comms and marketing content Employee & Firm Oversight — Attestations, certifications, approvals, audits and vendor oversight Filings — FINRA Gateway API integrations for U4/U5, licensing & registration, Form BR, and CE tracking Please use this page to validate our security architecture and operational resilience, and to request our reports and policy documents. Privacy Policy Compliance SOC 2 ISO 27001 GDPR CCPA Resources Request access Reports SOC 2 Type II Policies & materials Information Security Policy (AUP) Business Continuity and Disaster Recovery Plan Incident Response PlanOur policies and procedure for reporting incidents, including Reg S-P requirements. Penetration Test